Access Staffing LLC
Remote * (New York, NY, USA)
Compliance Analyst (Remote) Will scrutinize regulatory and criminal backgrounds of C-level executives. Coordinate with regulators such as the SEC and FINRA. Provide guidance on listing standards to companies and their advisors. Work on important initiatives and special projects. Review periodic SEC filings and other public information. Act as the primary regulatory contact on qualifications issues. Complete regulatory referrals to other regulatory bodies. *AN EQUAL EMPLOYMENT OPPORTUNITY EMPLOYER* Job Requirements: *See above